Code of Conduct Policy
Turiya Advisory Services LLP
SEBI Registered Investment Advisers Reg. No. INA000018540
Advisory Guidelines
Mission
As an Investment Adviser, we would like to focus on providing comprehensive financial advice and fund management services to individuals, families, and businesses in India. Our mission is to empower clients to achieve their financial goals through personalized strategies and expert guidance.
Vision
Our vision is to build an exemplary Investment advisory practice providing outstanding investment solutions by using our experience and expertise with strong values and ethics. We would like to get associated with our clients in their investment journey and help them realize their financial goals.
Values
All our actions as an Investment Adviser are governed by 3 core values:
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transparency,
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purely meeting the client’s goals,
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doing the right thing.
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The objective will be to help clients make informed decisions regarding their personal finances and enhance their chances of achieving their financial goals in a disciplined way.
Code of Conduct
1. Honesty and Good Faith
Investment Adviser, its employees and associates shall act with honesty and in the interest of the client.
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2. Diligence
Investment Adviser, its employees and associates shall act using their skills, diligence and shall ensure that the advice is offered after thorough analysis.
3. Conflict of Interest
Investment Adviser, its employees and associates shall effectively address conflict of interest which may affect the impartiality of its advisory and shall make appropriate disclosures to address the same.
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4. Insider Trading or front-running
Investment Adviser, its employees and associates shall not engage in insider trading or front running of our own advice.
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5. Confidentiality
Investment Adviser, its employees and associates shall maintain confidentiality of information.
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6. Professional Standard
Investment Adviser, its employees and associates engaged in advisory shall observe high professional standard while offering advice.
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7. Compliance
Investment Adviser, its employees and associates shall comply with all regulatory requirements applicable to the conduct of its business activities.
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8. Responsibility of senior management
The senior management of the Investment Adviser, its employees and associates engaged in advisory shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures by the body corporate.
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We, Turiya Advisory Services LLP (“Investment Advisor”), a registered investment advisor, with SEBI Registration No. INA000018540, are implementing above guidelines as a guiding principle for our investment advisory activities. The guidelines would be applicable to us along with our employees and associates.
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For Turiya Advisory Services LLP
SEBI Registered Investment Advisers
Registration No. INA000018540
Date: November 13, 2023
Turiya Advisory Services LLP
SEBI Registered Investment Advisers Registration No. INA000018540
Address: 408, Oriana IT Business Park, Road No 22, Opp. GST Bhavan, Wagle Estate, Thane, Maharashtra, India – 400604
Contact No: 9987779222, Email: info@turiyaadvisory.com
Principal Officer: Mr. Robert Pancras Contact No: 91 918552574,
Email: compliance@turiyaadvisory.com